With over 25 years of experience, Kim serves as Chief of Staff and Chief Compliance Officer, bringing a proven ability to streamline processes, strengthen organizational oversight, and drive strategic initiatives. Throughout her career, Kim has successfully led enterprise-wide programs, improved operational efficiency, and developed scalable frameworks that support both growth and risk management. She has deep expertise in governance, policy development, and regulatory engagement, coupled with a hands-on approach to team leadership.

Kim holds a Bachelor’s Degree from American University in Washington, DC and is a Certified Anti-Money Laundering Specialist.

Katie Carver is the Vice President and Director of Client Solutions and Marketing of Nuance and is a co-owner of the firm. She has more than 20 years of investment firm operations experience. She joined the firm in November 2008 and was the lead of the operations, analytics, and trading teams for five years. During that time, she helped manage the strategy openings and monitored portfolios for compliance, client reporting and audit processes as well as implementing trade strategies and operating procedures.

She left the firm in 2014 to manage the trading, data, and quality assurance teams of another RIA, Creative Planning, for seven years. In her role at Creative, she managed the trading, implementation, analytics, and integration teams for technology initiatives, specializing in high-net-worth clients.

She returned to the firm in 2021 to oversee the day-to-day operations of the firm and to lead all operations and technology initiatives at Nuance.

Katie holds a Bachelor of Science (BS) in Business Management from the University of Kansas and a Series 65 license.