Rossy Esenberg, IACCP^®

Rossy Esenberg is a Vice President and Chief Compliance Officer for Nuance and is a co-owner of the firm. She oversees all aspects of the Firm’s compliance program.

Rossy has more than 17 years of compliance experience. Prior to joining Nuance in 2014, she worked in a similar role at Morgan Stanley Private Wealth Management. She was responsible for the risk, supervisory, and compliance functions of a branch focused on working with ultra-high net worth individuals. Prior to working at Morgan Stanley, she was at Smith Barney, where she oversaw all day-to-day operations of Chicago area bank-based branches. Rossy currently holds the Investment Adviser Certified Compliance Professional (IACCP^®) designation, and she held the Series 7, 9, 10, 66 and 31 while at her previous position.

Rossy holds a Bachelor of Arts (BA) in Political Science from the University of Chicago and a Master of Business Administration (MBA) from University of North Carolina, Kenan-Flagler Business School.